The rules and regulations of the FCA can create major issues for financial advisors; their compliance is the major obstacle preventing many financial advisors from creating their own firms and the hurdle that causes many firms to fail.
The Alliance of Independent Financial Advisors (ALIFA) was launched by experienced compliance experts to help financial advisors.Read More
ALIFA has been formulated to provide a unique service to our clients.
These include, support that a small or medium-sized firm requires to comply with the FCA handbook, regular visits to each ALIFA firm and cost effective PI insurance.Read More
Compliance is a major part of financial advice today. Larger organisations offer the benefit of in-house compliance personnel and expertise. However the majority of these also come with significant disadvantages.
ALIFA provides the compliance service that your firm needs, with the personalised and friendly manner that you would expect of a colleague. Our compliance managers are available when required but will also keep you updated with general news and developments relevant to your firm.Read More
Members of ALIFA are not tied by contract or network agreements - our membership continues and grows through the benefits we provide.
Our benefits include, ALIFA firms receive a reduction in PI insurance due to our past success, always reduce the regulatory workload of our firms, with our managers have over 60 years of compliance experience and expertise.Read More