Monthly Archives: April 2010

  • And finally, the FSCS Levy

    You should all have recently received a letter from the Financial Services Compensation Scheme with details of the Interim levy. Scarcely a welcome document, but we couldn’t help somewhat wryly... Read more.

  • RDR Update

    At the end of March the FSA published a few key documents relating to the RDR and a number of providers have produced information on these. One which you may... Read more.

  • Complaints

    Some interesting facts about disputes between clients and firms that proceed to court:1) Cases to FOS: First three are free to IFA firms. Subsequent referrals are charged at £500 each.2)... Read more.

  • Complaints

    Some interesting facts about disputes between clients and firms that proceed to court;1) Cases to FOS: First three are free to IFA firms. Subsequent referrals are charged at £500 each.2)... Read more.

  • Unregulated investment schemes

    FSA are in the process of conducting a themed review of unregulated business, more particularly such things as EIS, VCTs and Film Partnerships, and we suggest firms should adopt the... Read more.