Monthly Archives: April 2012

  • Taping Mobile Phone conversations.

    Some firms may have received a call or e-mail from a third party suggesting that they are now required to record and store telephone conversations that take place over mobile... Read more.

  • Financial promotions rules and the “new media”.

    When using some of the new media channels such as facebook, twitter, general forums and texts, you may (or may not) know that these are also subject to the normal... Read more.

  • VAT on fees

    HMRC have said the advice will be exempt if it is delivered along with arranging retail investment products. However as long as firms enter the gateway to the advisory process’s... Read more.