Monthly Archives: September 2016

  • Capital adequacy

    The FCA, as you may know, have now changed the capital adequacy requirements to 5% of investment turnover or £15,000 as a minimum, rising to £20,000 next year. For mortgage... Read more.

  • Complaints – FOS statistics

    A little while ago FOS released statistics on complaints, and while the old saying about lies and statistics can hold water, a few aspects are perhaps worth reflecting on; While... Read more.

  • Accepting business from introducers – exercise care, you are responsible!

    A current hot topic with FCA relates to introducers. In short you are responsible for all the advice aspects around any business where an introducer is involved, from fact finding... Read more.