Monthly Archives: October 2016

  • Annual Quiz (adviser testing)

    Our annual quiz for advisers (100+ multiple choice questions) will shortly be available and if you would like a copy of this, please contact Chirag  and we’ll send you a... Read more.

  • Recording Telephone conversations

    You may have heard something about the recent proposal to require the recording of telephone conversations with clients.  Whilst the overall position is not fully clear at present, as the... Read more.

  • Criminal Record Bureau checks

    Occasionally firms have asked when and how CRB checks could or should be undertaken. To confirm, there is currently no requirement that a CRB check has to be undertaken when... Read more.