Monthly Archives: February 2017

  • FCA study – the Mortgage Market

    Just a short note only of interest to ALIFA members that arrange mortgages. You may have received an e-mail recently from the FCA regarding a survey they are undertaking into... Read more.

  • For those doing pension transfers, this is relevant reading

    FCA have published an alert that highlights their requirements when firms provide advice on pension transfers, including advice in particular circumstances. FCA say they are aware that some firms have... Read more.

  • Cold Calling

    Given recent changes in the regulatory regime over the last few years, we’ve produced some updated notes on the current position with cold calling. Cold calling;- 1. per se isn’t... Read more.

  • General Insurance Renewal Notice Requirements

    For those handling any general insurance business (typically building and contents insurance – PMI etc.) from 1st April 2017 there are a few additional requirements when sending out renewal notices.... Read more.

  • FCA themed project assessing Pensions advice

    Three ALIFA firms were randomly selected by the FCA to participate in a themed project focusing on Pensions advice. This initially entailed each firm forwarding a copy of their New... Read more.