Anti-Money Laundering and Market Abuse

As a subject this seems to have risen to the surface of the regulatory mind-set recently, and firms are being quizzed on their processes including a key question “when was your last training session”?

You do need to have something recorded on your training file to show in this regard. There are providers that offer remote training (usually either a read it yourself book or CD) and some product providers may offer training.

Depending on arrangements we can run AML training sessions for firms using our training material, although this can take a little organisation in getting everyone together. On this note we are investigating the possibility of putting together a digital copy of the training session which could then be used at your location by staff on an individual basis.

We’ll let you know as and when this becomes available.