Latest News

  • MiFID II and telephone conversations

    As you may be aware the regulator has shied away from making all firms implement phone recording systems (apart from those firms who are in MiFID – only two ALIFA... Read more.

  • Full Costs Disclosure Requirements

    The FCA already have in place many of the MiFID II requirements of which Costs Disclosure is a key element which will affect all ALIFA firms. The disclosure requirement is... Read more.

  • Password Security

    In view of the increased security risks of online threats such as Hacking, Trojans, Software Viruses etc…. the following are some recommended tips for you to consider when setting passwords... Read more.

  • Legal Entity Identifier (LEI) applications

    Having undertaken some research into the process of obtaining an LEI, we thought it might be helpful to share the outcome. You may have commercial clients, firms or perhaps trusts... Read more.

  • ALIFA Client Agreement

    We have updated the ALIFA Client Agreement template and a copy is attached above – mainly to reflect the more onerous requirements under the new General Data Protection Regulations which... Read more.